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Articles in regional publications that pertain to a wide range of North Carolina-related topics.

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6 results for Brokers
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Record #:
24392
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Abstract:
North Carolina brokerages discuss how they bounced back after the stock market crash of 1987.
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Record #:
24326
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Nations Government Securities Fund is being investigated at the federal level after many customers claimed they were deceived into switching savings into mutual funds that lost millions. This article investigates the blurred line between bank and brokerage.
Record #:
24404
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Interstate Securities Inc., a Charlotte-based securities brokerage, was founded in 1932 and run the same way until Craig Redwine became president and decided to shake things up by having a say in every aspect of how the company is run. This article discusses what the business is going through after Redwine’s changes.
Record #:
30270
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The North Carolina Office of the Commissioner of Banks is using regulatory tools to enforce the duties required by law and to raise the level of professional responsibility in the mortgage broker arena. This article discusses the duties of a broker, laws, and mortgage fraud.
Source:
Carolina Banker (HG 2153 N8 C66), Vol. 86 Issue 4, Winter 2007, p17, por
Record #:
33048
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Carolina Securities Corporation is one of the only two North Carolina-based full-service securities firms with a seat on the New York Stock Exchange. Experiencing a record year in terms of revenues in 1984, Carolina Securities continues aggressive recruiting and training programs. Carolina Securities has become a leading investment banking and brokerage firm with sixteen branch offices across North Carolina.
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Record #:
14886
Author(s):
Abstract:
Pucillo, a former basketball star at North Carolina State University, owns and operates Lou Pucillo, Inc., a liquor brokerage firm. He and his four salesmen sell exclusively to the state's ABC stores. In 1976, his first year of operation, he sold 250,000 cases, and in 1985 sales had increased to 600,000 cases. North Carolina does not buy liquor in a central location, having instead 145 buying units. There are twelve other brokers with sales staff in the state competing with Pucillo, who works solely on commission.
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